Form4insider filings, from the source

SEC Form 4 · accession 0001127602-16-063249

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Alfred M Et Al Rankin
Officer — Chairman · Director
Period of report
Sep 23, 2016
Accepted (ET)
Sep 27, 2016 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2Sep 23, 2016P41$53.60A6,664IReporting Person Serves as Trustee for BTR 2012 GST Trust for the Benefit of Helen R. Butler
Class A Common StockF1,F3Sep 23, 2016P269$54.5171A6,933IReporting Person Serves as Trustee for BTR 2012 GST Trust for the Benefit of Helen R. Butler
Class A Common StockF1,F4Sep 23, 2016P167$55.8795A7,100IReporting Person Serves as Trustee for BTR 2012 GST Trust for the Benefit of Helen R. Butler
Class A Common StockF1Sep 23, 2016P74$56.00A7,174IReporting Person Serves as Trustee for BTR 2012 GST Trust for the Benefit of Helen R. Butler
Class A Common StockF2Sep 23, 2016P58$53.60A4,213IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA6
Class A Common StockF3Sep 23, 2016P381$54.5171A4,594IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA6
Class A Common StockSep 23, 2016P105$56.00A4,699IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA6
Class A Common StockF4Sep 23, 2016P235$55.8795A4,934IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA6
Class A Common Stockholding———14,752IHeld in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stockholding———251,980IReporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stockholding———10,271Iproportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stockholding———753IRepresents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stockholding———19Iproportionate general partnership interest shares held by RAIV
Class A Common Stockholding———1,087IProportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stockholding———66IRepresents the proportionate interest in shares held by RA5
Class A Common Stockholding———1,975Iproportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stockholding———16IProportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stockholding———16IProportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common StockF5holding———21,286IReporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common StockF5holding———44,296Iproportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common StockF5holding———27,929Iproportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common StockF5holding———46,182ITrustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common StockF5holding———19IReporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stockholding———7,173IReporting Person Serves as Trustee for BTR 2012 GST Trust for the Benefit of Clara R. Williams
Class A Common Stockholding———32,555IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common StockF5holding———13,600IReporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common StockF5holding———2,116Ispouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common StockF5holding———21,006Ispouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF6—holding—————Class A Common Stock14,16014,160I
Class B Common StockF6—holding—————Class A Common Stock232,993232,993I
Class B Common StockF6—holding—————Class A Common Stock18,37318,373I
Class B Common StockF6—holding—————Class A Common Stock753753I
Class B Common StockF6—holding—————Class A Common Stock3131I
Class B Common StockF6—holding—————Class A Common Stock1,7211,721I
Class B Common StockF6—holding—————Class A Common Stock1,9751,975I
Class B Common StockF5,F6—holding—————Class A Common Stock21,28621,286I
Class B Common StockF5,F6—holding—————Class A Common Stock79,24079,240I
Class B Common StockF5,F6—holding—————Class A Common Stock27,92927,929I
Class B Common StockF6—holding—————Class A Common Stock73,16673,166I
Class B Common StockF5,F6—holding—————Class A Common Stock747747I
Class B Common StockF6—holding—————Class A Common Stock6,5986,598I
Class B Common StockF6—holding—————Class A Common Stock6,5986,598I
Class B Common StockF5,F6—holding—————Class A Common Stock13,60013,600I
Class B Common StockF5,F6—holding—————Class A Common Stock2,1162,116I
Class B Common StockF5,F6—holding—————Class A Common Stock21,00621,006I

Explanation of responses