SEC Form 4 · accession 0001127602-16-063150
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 22, 2016
Accepted (ET)
Sep 26, 2016 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 22, 2016 | P | 666 | $49.5059 | A | 21,227 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF3,F2 | Sep 22, 2016 | P | 6,188 | $51.425 | A | 27,415 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4 | Sep 22, 2016 | P | 101 | $49.5059 | A | 3,217 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF3,F4 | Sep 22, 2016 | P | 938 | $51.425 | A | 4,155 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sept 22, 2016-Weighted Average Block 1- Share Price represents average price between $49.4899 and $49.55.
- F2Representing proportionate interest in shares held by RA V
- F3Sept 22, 2016-Weighted Average Block 2- Share Price represents average price between $51.04 and $51.78.
- F4Representing proporationate interest in shares held by RA VI