SEC Form 4 · accession 0001127602-16-063055
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 3:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 20, 2016 | P | 6,854 | $48.3593 | A | 13,708 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F3 | Sep 20, 2016 | P | 1,039 | $48.3593 | A | 2,078 | I | Proportionate Interest in Shares held by Rankin Associates VI |
| Class A Common StockF4,F2 | Sep 21, 2016 | P | 6,853 | $48.5721 | A | 20,561 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF4,F3 | Sep 21, 2016 | P | 1,038 | $48.5721 | A | 3,116 | I | Proportionate Interest in Shares held by Rankin Associates VI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sept 20, 2016-Weighted Average- Share Price represents weighted average price between $48.15 and $48.55.
- F2Representing proportionate interest in shares held by RA V
- F3Representing proporationate interest in shares held by RA VI
- F4Sept 21, 2016-Weighted Average- Share Price represents weighted average price between $48.25 and $48.70.