SEC Form 4 · accession 0001127602-16-063052
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Sep 20, 2016 | P | 734 | $48.3593 | A | 1,468 | I | Proportionate Interest in Shares held by RA6 |
| Class A Common StockF1,F4,F3 | Sep 21, 2016 | P | 734 | $48.5721 | A | 2,202 | I | Proportionate Interest in Shares held by RA6 |
| Class A Common Stock | holding | — | — | — | 3,688 | I | Proportionate Interest in Shares held by RA1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 6,598 | 6,598 | I |
Explanation of responses
- F1Interest in Shares held by RA6
- F2Sept 20, 2016-Weighted Average- Share Price represents weighted average price between $48.15 and $48.55.
- F3Interest in shares of RAVI held in Trust
- F4Sept 21, 2016-Weighted Average- Share Price represents weighted average price between $48.25 and $48.70.
- F5N/A