SEC Form 4 · accession 0001127602-16-062968
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corbin Rankin
Other
Period of report
Sep 19, 2016
Accepted (ET)
Sep 21, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 26, 2016 | G | 147 | $0.00 | D | 8,177 | I | spouse is co-Trustee for the benefit of Reporting Person's son. |
| Class A Common StockF2 | Sep 19, 2016 | P | 14 | $48.4573 | A | 14 | I | Spouse's proportionate interest in shares held by RAV |
| Class A Common StockF2 | Sep 19, 2016 | P | 4 | $48.4573 | A | 4 | I | Spouse's proportionate Interest in shares held by RAV held by Rankin Management |
| Class A Common StockF2 | Sep 19, 2016 | P | 3 | $48.4573 | A | 3 | I | Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management |
| Class A Common StockF3,F2,F4 | Sep 19, 2016 | P | 489 | $48.4573 | A | 4,177 | I | Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin |
| Class A Common StockF5,F2,F4 | Sep 19, 2016 | P | 489 | $48.4573 | A | 4,177 | I | Spouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin |
| Class A Common StockF6,F2,F4 | Sep 19, 2016 | P | 489 | $48.4573 | A | 4,177 | I | Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin |
| Class A Common Stock | holding | — | — | — | 3,622 | D | ||
| Class A Common Stock | holding | — | — | — | 14,343 | I | Reporting Person's LP interest in shares held in RA1 | |
| Class A Common Stock | holding | — | — | — | 1,843 | I | Reporting person's proportionate interests in shares held by Rankin Associates II, L.P | |
| Class A Common StockF1 | holding | — | — | — | 9,565 | I | son's proportionate LP interest in shares held by RA II LP held in a trust -spouse is co trustee | |
| Class A Common Stock | holding | — | — | — | 7 | I | Held by Spouse | |
| Class A Common StockF1 | holding | — | — | — | 19 | I | spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust | |
| Class A Common StockF1 | holding | — | — | — | 25,324 | I | spouse's proportionate partnership interest in shares held by RA I LP | |
| Class A Common StockF1 | holding | — | — | — | 36,839 | I | spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P | |
| Class A Common StockF1 | holding | — | — | — | 65,824 | I | Spouses proportionate LP interest in shares held in RA4 | |
| Class A Common Stock | holding | — | — | — | 146,004 | I | spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin | |
| Class A Common StockF1 | holding | — | — | — | 1,975 | I | Spouse's proportionate interest in shares held in RMI |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 6,598 | 6,598 | I |
| Class B Common StockF4,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 6,598 | 6,598 | I |
| Class B Common StockF4,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 6,598 | 6,598 | I |
| Class B Common StockF7 | — | holding | — | — | — | — | — | Class A Common Stock | 3,622 | 3,622 | D |
| Class B Common StockF7 | — | holding | — | — | — | — | — | Class A Common Stock | 25,657 | 25,657 | I |
| Class B Common StockF7 | — | holding | — | — | — | — | — | Class A Common Stock | 1,843 | 1,843 | I |
| Class B Common StockF1,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 9,565 | 9,565 | I |
| Class B Common StockF1,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 8,509 | 8,509 | I |
| Class B Common StockF7 | — | holding | — | — | — | — | — | Class A Common Stock | 7 | 7 | I |
| Class B Common StockF1,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 31 | 31 | I |
| Class B Common StockF1,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 45,300 | 45,300 | I |
| Class B Common StockF1,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 36,839 | 36,839 | I |
| Class B Common StockF1,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 104,286 | 104,286 | I |
| Class B Common StockF1,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 145,912 | 145,912 | I |
| Class B Common StockF1,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 1,975 | 1,975 | I |
Explanation of responses
- F1Reporting Person disclaims beneficial ownership of all such shares.
- F2Weighted Average- Share Price represents weighted average price between $48.24 and $48.68.
- F3Proportionate Interest in shares held by RAVI
- F4child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
- F5Proportionate Interest in shares held by RAVI
- F6Proportionate Interest in shares held by RAVI
- F7N/A