Form4insider filings, from the source

SEC Form 4 · accession 0001127602-16-062968

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Period of report
Sep 19, 2016
Accepted (ET)
Sep 21, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1Apr 26, 2016G147$0.00D8,177Ispouse is co-Trustee for the benefit of Reporting Person's son.
Class A Common StockF2Sep 19, 2016P14$48.4573A14ISpouse's proportionate interest in shares held by RAV
Class A Common StockF2Sep 19, 2016P4$48.4573A4ISpouse's proportionate Interest in shares held by RAV held by Rankin Management
Class A Common StockF2Sep 19, 2016P3$48.4573A3ISpouse's Proportionate Interest in shares held by RAVI held by Rankin Management
Class A Common StockF3,F2,F4Sep 19, 2016P489$48.4573A4,177ISpouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin
Class A Common StockF5,F2,F4Sep 19, 2016P489$48.4573A4,177ISpouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin
Class A Common StockF6,F2,F4Sep 19, 2016P489$48.4573A4,177ISpouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin
Class A Common Stockholding———3,622D
Class A Common Stockholding———14,343IReporting Person's LP interest in shares held in RA1
Class A Common Stockholding———1,843IReporting person's proportionate interests in shares held by Rankin Associates II, L.P
Class A Common StockF1holding———9,565Ison's proportionate LP interest in shares held by RA II LP held in a trust -spouse is co trustee
Class A Common Stockholding———7IHeld by Spouse
Class A Common StockF1holding———19Ispouse's proportionate general partnership interest in shares of RA IV LP held by the Trust
Class A Common StockF1holding———25,324Ispouse's proportionate partnership interest in shares held by RA I LP
Class A Common StockF1holding———36,839Ispouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class A Common StockF1holding———65,824ISpouses proportionate LP interest in shares held in RA4
Class A Common Stockholding———146,004Ispouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common StockF1holding———1,975ISpouse's proportionate interest in shares held in RMI

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF4,F7—holding—————Class A Common Stock6,5986,598I
Class B Common StockF4,F7—holding—————Class A Common Stock6,5986,598I
Class B Common StockF4,F7—holding—————Class A Common Stock6,5986,598I
Class B Common StockF7—holding—————Class A Common Stock3,6223,622D
Class B Common StockF7—holding—————Class A Common Stock25,65725,657I
Class B Common StockF7—holding—————Class A Common Stock1,8431,843I
Class B Common StockF1,F7—holding—————Class A Common Stock9,5659,565I
Class B Common StockF1,F7—holding—————Class A Common Stock8,5098,509I
Class B Common StockF7—holding—————Class A Common Stock77I
Class B Common StockF1,F7—holding—————Class A Common Stock3131I
Class B Common StockF1,F7—holding—————Class A Common Stock45,30045,300I
Class B Common StockF1,F7—holding—————Class A Common Stock36,83936,839I
Class B Common StockF1,F7—holding—————Class A Common Stock104,286104,286I
Class B Common StockF1,F7—holding—————Class A Common Stock145,912145,912I
Class B Common StockF1,F7—holding—————Class A Common Stock1,9751,975I

Explanation of responses