SEC Form 5/A · accession 0001127602-16-053129

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 5/A). It replaces an earlier filing for the same period.

Reporting owner

Other

Period of report

Dec 31, 2013

Accepted (ET)

May 23, 2016 · 5:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Aug 22, 2013	G	3,300	$0.00	D	176,123	I	Shares held in Trust for which Reporting person is both Trustee and Beneficiary.
Class A Common Stock	Aug 22, 2013	G	24,600	$0.00	D	176,123	I	Shares held in Trust for which Reporting person is both Trustee and Beneficiary.
Class A Common Stock	Jan 4, 2013	G	6,200	$0.00	D	176,123	I	Shares held in Trust for which Reporting person is both Trustee and Beneficiary.
Class A Common Stock	holding	—	—		—	0	I	Proportionate Membership interest in shares held by Abigail LLC
Class A Common Stock	holding	—	—		—	18,350	I	Shares held in Trust: 2011 Taplin Annuity Trust #1.
Class A Common Stock	holding	—	—		—	63,000	I	Shares held in Trust: 2012 Taplin Annuity Trust #2
Class A Common Stock^F2	holding	—	—		—	26,250	I	Reporting Person serves as co-trustee of Trusts FBO grandchildren.
Class A Common Stock	holding	—	—		—	370,140	I	Held by Trust FBO of Reporting Person dated 1/21/1966.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	40,750	40,750	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	180,383	180,383	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	26,250	26,250	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	433,140	433,140	I