SEC Form 5 · accession 0001127602-16-041119
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynne T Rankin
Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 10:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 29, 2015 | G | 145 | $0.00 | A | 9,565 | I | Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
| Class A Common StockF1 | holding | — | — | — | 15,853 | I | Shares held by Spouse. | |
| Class A Common Stock | holding | — | — | — | 563 | D | ||
| Class A Common Stock | holding | — | — | — | 862 | I | proportionate limited partnership interests in shares held by Rankin Associates II, L.P | |
| Class A Common StockF1 | holding | — | — | — | 192 | I | Minor child?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common StockF1 | holding | — | — | — | 1,010 | I | Spouse is co-trustee of Trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares. | |
| Class A Common StockF1 | holding | — | — | — | 645 | I | Spouse serves as co-trustee of a trust for the benefit of minor niece. | |
| Class A Common StockF1 | holding | — | — | — | 862 | I | Spouse is co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares | |
| Class A Common StockF1 | holding | — | — | — | 563 | I | Reporting Person's Spouse is co-trustee of the trust of minor nephew |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Dec 29, 2015 | G | 145 | A | — | — | Class A Common Stock | 145 | 9,565 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 15,683 | 15,683 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 563 | 563 | D |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 862 | 862 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 192 | 192 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 1,010 | 1,010 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 645 | 645 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 862 | 862 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 563 | 563 | I |
Explanation of responses
- F1Reporting Person disclaims beneficial ownership of all such shares.
- F2N/A