SEC Form 5 · accession 0001127602-16-041110
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Parker Rankin
Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 10:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 29, 2015 | G | 145 | $0.00 | A | 15,565 | I | Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P. |
| Class A Common Stock | Dec 31, 2015 | J | 3,400 | $0.00 | A | 4,492 | I | By Trust |
| Class A Common Stock | Dec 31, 2015 | J | 3,400 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Dec 29, 2015 | G | 145 | A | — | — | Class A Common Stock | 145 | 15,565 | I |
| Class B Common StockF2 | — | Dec 31, 2015 | J | 3,400 | D | — | — | Class A Common Stock | 3,400 | 0 | D |
| Class B Common StockF2 | — | Dec 31, 2015 | J | 3,400 | A | — | — | Class A Common Stock | 3,400 | 4,322 | I |
Explanation of responses
- F1Shares previously reported as held directly, are held in trust.
- F2N/A