SEC Form 5 · accession 0001127602-16-040891

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2015

Accepted (ET)

Feb 12, 2016 · 2:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 29, 2015	G	291	$0.00	A	17,688	I	proportionate LP interest in shares held by RA II LP which is held in a trust
Class A Common Stock	Dec 29, 2015	G	145	$0.00	A	17,688	I	proportionate LP interest in shares held by RA II LP which is held in a trust
Class A Common Stock	holding	—	—		—	3,738	I	Held by Trust fbo Reporting Person
Class A Common Stock	holding	—	—		—	965	I	Held by Trust
Class A Common Stock	holding	—	—		—	0	I	UGMA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Dec 29, 2015	G	291	A	—	—	Class A Common Stock	291	17,688	I
Class B Common Stock^F1	—	Dec 29, 2015	G	145	A	—	—	Class A Common Stock	145	17,688	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	3,738	3,738	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	200	200	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	0	0	I