SEC Form 5 · accession 0001127602-16-040880
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margo J.V. Williams
Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 4, 2015 | G | 1,430 | $0.00 | A | 4,357 | I | Father is trustee of a trust fbo Reporting Person. |
| Class A Common Stock | Dec 14, 2015 | G | 230 | $0.00 | A | 4,357 | I | Father is trustee of a trust fbo Reporting Person. |
| Class A Common Stock | holding | — | — | — | 7,804 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Nov 4, 2015 | G | 1,431 | A | — | — | Class A Common Stock | 1,431 | 3,528 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 7,804 | 7,804 | I |
Explanation of responses
- F1N/A