SEC Form 5 · accession 0001127602-16-040850
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Griffin B Butler
Other
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 1:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 14, 2015 | G | 230 | $0.00 | A | 4,357 | I | Held in Trust for Reporting Person. Father is Custodian. |
| Class A Common Stock | holding | — | — | — | 7,806 | I | Proportionate limited partnership interests in shares held by Rankin Associates II. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 3,527 | 3,527 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 7,806 | 7,806 | I |
Explanation of responses
- F1N/A