SEC Form 4 · accession 0001127602-16-037883

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas T Rankin

Other

Period of report

Jan 22, 2016

Accepted (ET)

Jan 26, 2016 · 4:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Dec 29, 2015	G	145	$0.00	A	9,565	I	son's proportionate lp interest in shares held by RA II for benefit of son
Class A Common Stock	Jan 22, 2016	J	19,231	$0.00	D	65,824	I	Proportionate LP interest in shares held in RA4
Class A Common Stock	Jan 22, 2016	J	6	$0.00	D	19	I	proportionate limited partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stock^F3	holding	—	—		—	3,688	I	Serves as Trustee of BTR 2012 GST for the benefit of James Rankin
Class A Common Stock^F3	holding	—	—		—	3,688	I	Serves as Trustee of BTR 2012 GST for the benefit of Matthew Rankin
Class A Common Stock^F3	holding	—	—		—	3,688	I	Serves as trustee of BTR 2012 GST for the benefit of Thomas P. Rankin
Class A Common Stock^F1	holding	—	—		—	3,622	I	Held by Spouse
Class A Common Stock^F1	holding	—	—		—	14,343	I	Spouses proportionate interest in shares held by RA1
Class A Common Stock^F1	holding	—	—		—	1,843	I	spouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock^F1	holding	—	—		—	8,467	I	Co-Trustee for the benefit of Reporting Person's son.
Class A Common Stock	holding	—	—		—	7	D
Class A Common Stock	holding	—	—		—	25,324	I	proportionate LP interest in shares held in RA1
Class A Common Stock	holding	—	—		—	36,839	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	1,975	I	Proportionate interest in shares held in RMI
Class A Common Stock	holding	—	—		—	146,004	I	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F4	—	Dec 29, 2015	G	145	A	—	—	Class A Common Stock	145	9,565	I
Class B Common Stock^F4	—	Jan 22, 2016	J	19,231	A	—	—	Class A Common Stock	19,231	104,286	I
Class B Common Stock^F4	—	Jan 22, 2016	J	6	A	—	—	Class A Common Stock	6	31	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	3,622	3,622	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	25,657	25,657	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	1,843	1,843	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	8,509	8,509	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	7	7	D
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	45,300	45,300	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	36,839	36,839	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	145,912	145,912	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2Reporting Person exchanged Class A shares it owned for Class B shares owned by RA4 pursuant to the terms of the Stockholders' Agreement dated September 28, 2012
F3child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
F4N/A