SEC Form 4 · accession 0001127602-16-037868

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Chloe O Rankin

Other

Period of report

Jan 22, 2016

Accepted (ET)

Jan 26, 2016 · 4:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2	Jan 22, 2016	J	19,231	$0.00	D	65,824	I	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock^F2	Jan 22, 2016	J	6	$0.00	D	19	I	spouses proportionate GP interest in shares of RA IV
Class A Common Stock	holding	—	—		—	35,857	I	proportionate LP interest in shares held by RA1
Class A Common Stock	holding	—	—		—	2,116	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	2,283	I	serves as Trustee of a Trust for the benefit of Chloe O. Rankin
Class A Common Stock^F4	holding	—	—		—	3,688	I	Spouse serves as trustee of BTR 2012 GST for the benefit of Chloe R. Seelbach
Class A Common Stock	holding	—	—		—	3,688	I	Spouse serves as trustee of BTR 2012 GST for the benefit of Claiborne Rankin Jr.
Class A Common Stock^F4	holding	—	—		—	3,688	I	Spouse serves as trustee of BTR 2012 GST for the benefit of Julia Kuipers
Class A Common Stock^F2	holding	—	—		—	10,431	I	Reflects proportionate interests in shares held by Rankin Associates II. Spouse as co-trustee.
Class A Common Stock^F2	holding	—	—		—	769	I	spouse is trustee of trust for the benefit of Reporting Person's child
Class A Common Stock^F2	holding	—	—		—	14,567	I	spouse proportionate limited partnership interest in shares held by RA I LP
Class A Common Stock^F2	holding	—	—		—	38,736	I	spouse's proportionate interest in shares held by RAII
Class A Common Stock^F2	holding	—	—		—	1,975	I	spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI)
Class A Common Stock	holding	—	—		—	0	I	By Spouse
Class A Common Stock^F2	holding	—	—		—	127,570	I	spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock^F2	holding	—	—		—	13,431	I	spouse serves as trustee of trust for benefit of reporting persons cihld
Class A Common Stock^F2	holding	—	—		—	10,242	I	spouse is Co-Trustee for the benefit of Reporting Person's child.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F5	—	Jan 22, 2016	J	19,231	A	—	—	Class A Common Stock	19,231	104,286	I
Class B Common Stock^F2,F5	—	Jan 22, 2016	J	6	A	—	—	Class A Common Stock	6	31	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	64,143	64,143	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	2,116	2,116	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	2,783	2,783	I
Class B Common Stock^F4,F5	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F4,F5	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F4,F5	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	10,431	10,431	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	10,027	10,027	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	26,057	26,057	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	38,736	38,736	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	123,760	123,760	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	13,431	13,431	I
Class B Common Stock^F2,F5	—	holding	—	—	—	—	—	Class A Common Stock	10,072	10,072	I

Explanation of responses

F1Reporting Person's Spouse exchanged Class A shares it owned for Class B shares owned by RA4 pursuant to the terms of the Stockholders' Agreement dated September 28, 2012
F2Reporting Person disclaims beneficial ownership of all such shares.
F3Reporting Person's Spouse exchanged Class A shares it owned for Class B shares owned by RA4 pursuant to the terms of the Stockholders' Agreement dated September 28, 2012
F4child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
F5N/A