SEC Form 4 · accession 0001127602-16-037863

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Jan 22, 2016

Accepted (ET)

Jan 26, 2016 · 4:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 29, 2015	G	1,450	$0.00	D	27,929	I	proportionate limited partnership interests in shares held by RA II, L.P., held in a trust
Class A Common Stock	Jan 22, 2016	J	13,492	$0.00	D	46,182	I	proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust
Class A Common Stock	holding	—	—		—	19	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock	holding	—	—		—	44,296	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	Dec 29, 2015	G	1,450	D	—	—	Class A Common Stock	1,450	27,929	I
Class B Common Stock^F2	—	Jan 22, 2016	J	13,492	A	—	—	Class A Common Stock	13,492	73,166	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F2	—	holding	—	—	—	—	—	Class A Common Stock	79,240	79,240	I

F1Reporting Person exchanged Class A shares it owned for Class B shares owned by RA4 pursuant to the terms of the Stockholders' Agreement dated September 28, 2012
F2N/A