SEC Form 4 · accession 0001127602-16-037858
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Taplin Jr.
Other
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 26, 2015 | G | 65,306 | $0.00 | A | 66,939 | I | Proportionate Membership interest in shares held by Abigail LLC |
| Class A Common Stock | Jan 22, 2016 | J | 90,440 | $0.00 | A | 179,247 | I | Held in Trust |
| Class A Common StockF2 | holding | — | — | — | 11,128 | I | Held by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | Jan 22, 2016 | J | 90,440 | D | — | — | Class A Common Stock | 90,440 | 0 | I |
| Class B Common StockF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | I |
Explanation of responses
- F1Reporting Person exchanged Class B shares it owned for Class A shares owned by RA4 pursuant to the terms of the Stockholders' Agreement dated September 28, 2012
- F2Reporting Person disclaims beneficial ownership of all such shares.
- F3N/A