SEC Form 4 · accession 0001127602-16-036290

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Helen Rankin Butler

Other

Period of report

Jan 4, 2016

Accepted (ET)

Jan 6, 2016 · 3:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Dec 14, 2015	G	230	$0.00	A	4,513	I	held in Trust for the benefit of Reporting Person's minor child
Class A Common Stock	Dec 14, 2015	G	230	$0.00	A	82,086	I	held by Trust for the benefit of Reporting Person
Class A Common Stock^F1	Dec 14, 2015	G	230	$0.00	A	4,357	I	held in trust for the benefit of Reporting Person's minor child
Class A Common Stock^F1	Dec 14, 2015	G	230	$0.00	A	21,400	I	spouse serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.
Class A Common Stock	Dec 29, 2015	G	145	$0.00	A	12,402	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F1	Jan 4, 2016	A	410	$0.00	A	21,810	I	spouse serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.
Class A Common Stock^F1	holding	—	—		—	7,650	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F1	holding	—	—		—	7,806	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	49,811	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	41,826	I	proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F1	holding	—	—		—	2,800	I	Individual Retirement Account for the benefit of the Reporting Person's spouse
Class A Common Stock^F1	holding	—	—		—	7,272	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP
Class A Common Stock	holding	—	—		—	0	I	Held by Spouse

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	Dec 29, 2015	G	145	A	—	—	Class A Common Stock	145	12,402	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	7,650	7,650	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	3,683	3,683	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	7,806	7,806	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	3,527	3,527	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	41,826	41,826	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	2,800	2,800	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	7,272	7,272	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	17,262	17,262	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F3N/A