SEC Form 4 · accession 0001127602-15-016797
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Dickerman
Other
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 1:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 6, 2015 | G | 4,000 | $0.00 | D | 20,000 | I | trustee of a revocable trust held for the benefit of Reporting Person's mother. |
| Class A Common Stock | May 6, 2015 | G | 4,000 | $0.00 | A | 4,000 | D | |
| Class A Common Stock | May 6, 2015 | G | 20,000 | $0.00 | D | 0 | I | trustee of a revocable trust held for the benefit of Reporting Person's mother. |
| Class A Common Stock | May 7, 2015 | S | 3,499 | $71.83 | D | 501 | D | |
| Class A Common Stock | May 7, 2015 | S | 501 | $72.14 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | D |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | I |
Explanation of responses
- F1N/A