SEC Form 5 · accession 0001127602-15-005956
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanne Schulze Taylor
Officer — Deputy GC and Asst Secty
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 10, 2013 | P | 1 | $88.29 | A | 1,030 | I | Held by Spouse in IRA |
| Class A Common StockF2 | Dec 10, 2013 | P | 3 | $85.24 | A | 1,030 | I | Held by Spouse in IRA |
| Class A Common StockF2 | Mar 11, 2014 | L | 3 | $101.75 | A | 1,030 | I | Held by Spouse in IRA |
| Class A Common StockF2 | Jun 11, 2014 | L | 3 | $88.70 | A | 1,030 | I | Held by Spouse in IRA |
| Class A Common StockF2 | Sep 11, 2014 | L | 4 | $77.98 | A | 1,030 | I | Held by Spouse in IRA |
| Class A Common Stock | holding | — | — | — | 2,032 | I | Held by Reporting Person in IRA | |
| Class A Common Stock | holding | — | — | — | 6,513 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 2,656 | 2,656 | D |
Explanation of responses
- F1Represents Shares acquired as a result of an automatic default enabling broker to purchase shares with dividends paid.
- F2Reporting Person disclaims beneficial ownership of all such shares.
- F3N/A