SEC Form 4 · accession 0001127602-15-005908

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alfred M Et Al Rankin

Officer — Chairman · Director

Period of report

Feb 11, 2015

Accepted (ET)

Feb 13, 2015 · 11:34 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2	Feb 13, 2014	J	2,861	$0.00	D	24,147	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock	Jun 23, 2014	G	70,890	$0.00	D	0	I	Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust
Class A Common Stock^F2	Jul 11, 2014	G	4,800	$0.00	D	13,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock	Dec 15, 2014	G	3,040	$0.00	D	224,760	I	Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stock	Feb 11, 2015	M	17,095	$0.00	A	241,855	I	Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stock	Feb 11, 2015	F	494	$64.885	D	241,361	I	Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stock	holding	—	—		—	0	I	Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust.
Class A Common Stock	holding	—	—		—	14,752	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock	holding	—	—		—	10,271	I	proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stock	holding	—	—		—	753	I	Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock	holding	—	—		—	25	I	proportionate general partnership interest shares held by RAIV
Class A Common Stock	holding	—	—		—	1,404	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	holding	—	—		—	1,975	I	proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock^F2	holding	—	—		—	0	I	Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77
Class A Common Stock^F2	holding	—	—		—	44,296	I	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common Stock^F2	holding	—	—		—	29,379	I	proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common Stock^F2	holding	—	—		—	59,674	I	Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common Stock^F2	holding	—	—		—	19	I	Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock	holding	—	—		—	3,688	I	Reporting Person Serves as Trustee for BTR 2012 GST Trust for the Benefit of Clara R. Williams
Class A Common Stock	holding	—	—		—	3,688	I	Reporting Person Serves as Trustee for BTR 2012 GST Trust for the Benefit of Helen R. Butler
Class A Common Stock^F6	holding	—	—		—	0	I	Serves as trustee of trust for the benefit of Clara Rankin
Class A Common Stock^F2	holding	—	—		—	2,116	I	spouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock^F2	holding	—	—		—	21,006	I	spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F7	—	Feb 13, 2014	J	2,861	D	—	—	Class A Common Stock	2,861	24,147	I
Class B Common Stock^F7	—	Jun 23, 2014	J	45,000	D	—	—	Class A Common Stock	45,000	25,890	I
Class B Common Stock^F7	—	Jun 23, 2014	J	45,000	A	—	—	Class A Common Stock	45,000	232,993	I
Class B Common Stock^F7	—	Jun 23, 2014	G	25,890	D	—	—	Class A Common Stock	25,890	0	I
Class B Common Stock^F2,F7	—	Jul 11, 2014	G	4,800	D	—	—	Class A Common Stock	4,800	13,600	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	0	0	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	14,160	14,160	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	18,373	18,373	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	753	753	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	1,404	1,404	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	0	0	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	79,240	79,240	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	29,379	29,379	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	59,674	59,674	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	0	0	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	2,116	2,116	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	21,006	21,006	I

Explanation of responses

F1Transfer made pursuant to the terms of the Trust
F2Reporting Person disclaims beneficial ownership of all such shares.
F3Shares Transferred Pursuant to the Terms of the Trust
F4LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan
F5Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award
F6Reporting person serves as Trust for Clara L.T. Rankin Trust
F7N/A