SEC Form 5 · accession 0001127602-15-005796
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Williams
Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 15, 2014 | G | 380 | $0.00 | A | 2,932 | D | |
| Class A Common StockF1 | Jun 23, 2014 | G | 35,445 | $0.00 | A | 81,856 | I | Held by trust for the benefit of Reporting Person's Spouse |
| Class A Common StockF1 | Dec 15, 2014 | G | 380 | $0.00 | A | 81,856 | I | Held by trust for the benefit of Reporting Person's Spouse |
| Class A Common StockF1 | Dec 15, 2014 | G | 380 | $0.00 | A | 1,322 | I | Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child |
| Class A Common StockF1 | Dec 15, 2014 | G | 380 | $0.00 | A | 2,697 | I | Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child |
| Class A Common StockF1 | holding | — | — | — | 49,811 | I | Spouse's proportionate interests in shares held by Rankin Associates I. | |
| Class A Common StockF1 | holding | — | — | — | 12,257 | I | Spouse's proportionate interests in shares held by Rankin Associates II. | |
| Class A Common StockF1 | holding | — | — | — | 41,826 | I | Spouse's proportionate interests in shares held by Rankin Associates IV. | |
| Class A Common Stock | holding | — | — | — | 6,537 | I | proportionate LP interest in shares held by RA II, L.P | |
| Class A Common StockF1 | holding | — | — | — | 9,179 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common StockF1 | holding | — | — | — | 7,804 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Jun 23, 2014 | G | 12,945 | A | — | — | Class A Common Stock | 12,945 | 58,586 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 89,105 | 89,105 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 12,257 | 12,257 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 41,826 | 41,826 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 2,332 | 2,332 | D |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 6,537 | 6,537 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 9,179 | 9,179 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 722 | 722 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 7,804 | 7,804 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 2,097 | 2,097 | I |
Explanation of responses
- F1Reporting Person disclaims beneficial ownership of all such shares.
- F2N/A