SEC Form 5 · accession 0001127602-15-005790

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Roger F Rankin

Other

Period of report

Dec 31, 2014

Accepted (ET)

Feb 12, 2015 · 5:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 24, 2014	G	750	$0.00	D	192,662	I	Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin
Class A Common Stock	Dec 24, 2014	G	375	$0.00	A	965	I	Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock	Dec 24, 2014	G	375	$0.00	A	765	I	Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin
Class A Common Stock^F1	holding	—	—		—	54,147	I	spouses proportionate LP interest in shares held by RA1
Class A Common Stock^F1	holding	—	—		—	2,116	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class A Common Stock^F1	holding	—	—		—	3,123	I	spouse serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock^F2	holding	—	—		—	3,688	I	Serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin
Class A Common Stock^F2	holding	—	—		—	3,688	I	Serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin
Class A Common Stock^F1	holding	—	—		—	19,140	I	daughter's proportionate LP interest in shares held by RA II LP held in a trust
Class A Common Stock^F1	holding	—	—		—	1,851	I	Spouse is Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock	holding	—	—		—	200	I	Reporting Person Serves as Custodian of UGMA for the benefit of Elisabeth M. Rankin
Class A Common Stock^F1	holding	—	—		—	17,252	I	daughter's proportionate LP interest in shares held by RA II LP held in a trust
Class A Common Stock^F1	holding	—	—		—	3,738	I	Spouse is Co-Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock^F1	holding	—	—		—	0	I	Reporting Person Serves as Custodian of UGMA for the benefit of A. Farnham Rankin
Class A Common Stock	holding	—	—		—	25	I	proportionate general partnership interest in shares of Rankin Associates IV,
Class A Common Stock	holding	—	—		—	3,448	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock	holding	—	—		—	33,869	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	85,055	I	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	holding	—	—		—	1,975	I	proportionate interest in shares held by Rankin Management, Inc. ("RMI).

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	200	200	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	96,861	96,861	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	2,116	2,116	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	3,123	3,123	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	6,598	6,598	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	19,140	19,140	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	1,851	1,851	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	200	200	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	17,252	17,252	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	3,738	3,738	I
Class B Common Stock^F1,F3	—	holding	—	—	—	—	—	Class A Common Stock	0	0	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	6,168	6,168	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	33,869	33,869	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	85,055	85,055	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	193,760	193,760	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
F3N/A