SEC Form 5 · accession 0001127602-15-005788
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Farnham Rankin
Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 24, 2014 | G | 375 | $0.00 | A | 965 | I | Held by Trust |
| Class A Common Stock | holding | — | — | — | 17,252 | I | proportionate LP interest in shares held by RA II LP which is held in a trust | |
| Class A Common Stock | holding | — | — | — | 3,738 | I | Held by Trust fbo Reporting Person | |
| Class A Common Stock | holding | — | — | — | 0 | I | UGMA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 17,252 | 17,252 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 3,738 | 3,738 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 200 | 200 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 0 | 0 | I |
Explanation of responses
- F1N/A