SEC Form 5 · accession 0001127602-15-005783
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacob A Kuipers
Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Jul 11, 2014 | G | 4,800 | $0.00 | A | 10,242 | I | Held in Trust for benefit of Reporting Person's spouse |
| Class A Common Stock | holding | — | — | — | 240 | D | ||
| Class A Common StockF2 | holding | — | — | — | 13,141 | I | spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F3 | — | Jul 11, 2014 | G | 4,800 | A | — | — | Class A Common Stock | 4,800 | 10,072 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 240 | 240 | D |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 13,141 | 13,141 | I |
Explanation of responses
- F1Transfered pursuant to the terms of the trust
- F2Reporting Person disclaims beneficial ownership of all such shares.
- F3N/A