SEC Form 5 · accession 0001127602-15-005767
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clara R Butler
Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 15, 2014 | G | 380 | $0.00 | A | 4,283 | I | Held in Trust for Reporting Person. Father is Custodian. |
| Class A Common Stock | Feb 13, 2014 | G | 1,431 | $0.00 | A | 4,283 | I | Held in Trust for Reporting Person. Father is Custodian. |
| Class A Common Stock | holding | — | — | — | 7,650 | I | Proportionate limited partnership interests in shares held by Rankin Associates II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Feb 13, 2014 | G | 1,431 | A | — | — | Class A Common Stock | 1,431 | 3,683 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 7,650 | 7,650 | I |
Explanation of responses
- F1Transfered pursuant to the terms of the AMR GST
- F2N/A
- F3Transferred pursuant to the terms of the AMR GST