SEC Form 4 · accession 0001173431-17-000061
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph H Moglia
Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | S | 10,000 | $39.00 | D | 190,000 | D | |
| Common StockF1 | Mar 15, 2017 | S | 10,000 | $39.36 | D | 180,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $39.36 to $39.37. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.