SEC Form 4 · accession 0001173431-17-000004
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan R Tessler
Director
Period of report
Nov 28, 2016
Accepted (ET)
Jan 3, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | G | 1,250 | $0.00 | D | 69,355 | D | |
| Common Stock | Nov 29, 2016 | G | 2,500 | $0.00 | D | 66,855 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By International Financial Group, Inc. |
Table II — derivative securities
No Table II lines on this filing.