SEC Form 4 · accession 0001173431-16-000471
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen L S Koplow
Officer — EVP, General Counsel and Sec.
Period of report
Nov 26, 2016
Accepted (ET)
Nov 30, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 26, 2016 | F | 5,093 | $40.88 | D | 101,064 | D | |
| Common Stock | holding | — | — | — | 16,177 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.