SEC Form 4 · accession 0001173431-16-000456
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Ricketts
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 25, 2016 · 1:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | A | 18 | $0.00 | A | 173,523 | D | |
| Common Stock | holding | — | — | — | 7,769 | I | By spouse | |
| Common StockF1 | holding | — | — | — | 42,765 | I | By children | |
| Common StockF2 | holding | — | — | — | 228,369 | I | By spouse and children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by trusts created for Mr. Ricketts' children.
- F2Shares are held by trust created for Mr. Ricketts' spouse and children.