SEC Form 4 · accession 0001173431-15-000117
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen L S Koplow
Officer — EVP, General Counsel and Sec.
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2015 | S | 9,984 | $38.16 | D | 133,518 | D | |
| Common Stock | holding | — | — | — | 15,704 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $38.15 to $38.18. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.