SEC Form 4 · accession 0001214659-19-000071
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kalidas V Madhavpeddi
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 2, 2019 | M | 159,050 | $2.13 | A | 214,409 | D | |
| Common SharesF2 | Jan 2, 2019 | F | 85,101 | $3.99 | D | 129,308 | D | |
| Common SharesF3 | Jan 2, 2019 | S | 15 | $3.97 | D | 129,293 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.13 | Jan 2, 2019 | M | 159,050 | D | Jan 7, 2014 | Jan 6, 2019 | Common Shares | 159,050 | 0 | D |
Explanation of responses
- F1The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00.
- F2The price reported in Column 4 above was converted from the Canadian price of C$5.42 to USD using an exchange rate of CAD $1.3600=USD $1.00.
- F3The price reported in Column 4 above was converted from the Canadian price of C$5.40 to USD using an exchange rate of CAD $1.3600=USD $1.00.