SEC Form 4 · accession 0001214659-17-007052
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Van Nieuwenhuyse
Director
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 12:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 30, 2017 | M | 130,050 | $3.40 | A | 585,175 | D | |
| Common SharesF2 | Nov 30, 2017 | F | 114,843 | $3.85 | D | 470,332 | D | |
| Common Shares | holding | — | — | — | 86,690 | I | Segregated IRA | |
| Common Shares | holding | — | — | — | 182,938 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.40 | Nov 30, 2017 | M | 130,050 | D | Dec 5, 2012 | Dec 4, 2017 | Common Shares | 130,050 | 0 | D |
Explanation of responses
- F1The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2888=U.S.$1.00.
- F2The price reported above was converted from the Canadian price of C$4.96 to USD using an exchange rate of CAD$1.2888=USD$1.00.