SEC Form 4 · accession 0001214659-17-006904
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A. Lang
Officer — President and CEO · Director
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 11:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 21, 2017 | M | 100,000 | $3.43 | A | 1,415,680 | D | |
| Common SharesF2 | Nov 21, 2017 | F | 89,025 | $3.85 | D | 1,326,655 | D | |
| Common SharesF2 | Nov 21, 2017 | S | 5,528 | $3.85 | D | 1,321,127 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.43 | Nov 21, 2017 | M | 100,000 | D | Dec 5, 2012 | Dec 4, 2017 | Common Shares | 100,000 | 110,000 | D |
Explanation of responses
- F1The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2778=U.S.$1.00.
- F2The price reported in Column 4 above was converted from the Canadian price of C$4.92 to USD using an exchange rate of C$1.2778=US$1.00.