SEC Form 4 · accession 0001214659-17-002495
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Dowdall
Director
Period of report
Apr 11, 2017
Accepted (ET)
Apr 12, 2017 · 12:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Apr 11, 2017 | M | 100,000 | $4.75 | A | 122,074 | D | |
| Common SharesF2 | Apr 11, 2017 | F | 95,476 | $4.97 | D | 26,598 | D | |
| Common SharesF3 | Apr 11, 2017 | S | 600 | $4.98 | D | 25,998 | D | |
| Common SharesF2 | Apr 11, 2017 | S | 2,824 | $4.97 | D | 23,174 | D | |
| Common SharesF4 | Apr 11, 2017 | S | 1,100 | $4.97 | D | 22,074 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.75 | Apr 11, 2017 | M | 100,000 | D | Apr 30, 2012 | Apr 15, 2017 | Common Shares | 100,000 | 0 | D |
Explanation of responses
- F1The exercise price reported above was converted from the Canadian exercise price of C$6.33 using an exchange rate of CAD$1.3332=USD$1.00.
- F2The price reported above was converted from the Canadian price of C$6.63 to USD using an exchange rate of C$1.3332=USD $1.00.
- F3The price reported above was converted from the Canadian price of C$6.635 to USD using an exchange rate of CAD$1.3332=USD$1.00.
- F4The price reported above was converted from the Canadian price of C$6.62 to USD using an exchange rate of C$1.3332=USD $1.00.