SEC Form 4 · accession 0001214659-16-010090
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Deisley
Officer — Exec. VP & General Counsel
Period of report
Mar 4, 2016
Accepted (ET)
Mar 4, 2016 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 4, 2016 | M | 182,900 | $2.90 | A | 989,648 | D | |
| Common SharesF1 | Mar 4, 2016 | F | 76,318 | $6.95 | D | 913,330 | D | |
| Common SharesF1 | Mar 4, 2016 | S | 106,582 | $6.95 | D | 806,748 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.90 | Mar 4, 2016 | M | 182,900 | D | Jan 7, 2014 | Jan 6, 2019 | Common Shares | 182,900 | 600,000 | D |
Explanation of responses
- F1Expressed in Canadian dollars.