SEC Form 4 · accession 0001214659-16-009339
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Deisley
Officer — Exec. VP & General Counsel
Period of report
Feb 8, 2016
Accepted (ET)
Feb 8, 2016 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 8, 2016 | M | 195,900 | $3.18 | A | 1,002,648 | D | |
| Common SharesF1 | Feb 8, 2016 | F | 98,105 | $6.35 | D | 904,543 | D | |
| Common SharesF1 | Feb 8, 2016 | S | 97,795 | $6.35 | D | 806,748 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $3.18 | Feb 8, 2016 | M | 195,900 | D | Dec 1, 2014 | Nov 30, 2019 | Common Shares | 195,900 | 397,950 | D |
Explanation of responses
- F1Expressed in Canadian dollars.
- F2Includes 200,000 vested stock options and 197,950 stock options that will not vest until 12/01/2016.