SEC Form 4 · accession 0001387131-15-000874
Ohr Pharmaceutical Inc · OHRP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Orin Hirschman
Director · 10% Owner
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value | holding | — | — | — | 1,506,747 | I | By AIGH Investment Partners, LLC | |
| Common Stock, $0.0001 par value | holding | — | — | — | 138,200 | I | By self as custodian of accounts for the benefit of minor children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F1 | $10.14 | Mar 10, 2015 | A | 84,000 | A | Mar 10, 2015 | Mar 10, 2020 | Common Stock | 84,000 | 84,000 | D |
| Warrant | $3.60 | holding | — | — | — | Jun 28, 2012 | Jun 28, 2017 | Common Stock | 29,000 | 29,000 | I |
| Option | $1.71 | holding | — | — | — | Mar 9, 2012 | Mar 9, 2017 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F163,000 options are currently unexercisable; 1/3rd will become exercisable on each of March 10, 2016, March 10, 2017 and March 10, 2018.
- F2Options granted pursuant to registrant's 2014 Stock Incentive Plan.