SEC Form 4 · accession 0001387131-15-000867
Ohr Pharmaceutical Inc · OHRP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Riedhammer
Director
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value | holding | — | — | — | 8,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF3,F2 | $10.14 | Mar 10, 2015 | A | 84,000 | A | Mar 10, 2015 | Mar 20, 2020 | Common Stock | 84,000 | 84,000 | D |
| OptionF1 | $4.74 | holding | — | — | — | Apr 30, 2013 | Apr 30, 2018 | Common Stock | 116,667 | 116,667 | D |
Explanation of responses
- F158,333 shares are currently unexercisable; half will vest on each of April 30, 2015, and April 30, 2016.
- F263,000 options are currently unexercisable; 1/3rd will become exercisable on each of March 10, 2016, March 10, 2017 and March 10, 2018.
- F3Options granted pursuant to registrant's 2014 Stock Incentive Plan.