SEC Form 4 · accession 0000932440-18-000100
Cineverse Corp. · CNVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary S Loffredo
Officer — SVP, GC, Secy
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 119,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF4 | $1.47 | Dec 10, 2018 | A | 407,610 | A | — | Dec 10, 2028 | Class A Common Stock | 407,610 | 407,610 | D |
| Stock Option (Right to buy) | $13.70 | holding | — | — | — | Aug 11, 2009 | Aug 11, 2019 | Class A Common Stock | 4,000 | 4,000 | D |
| Stock Option (Right to buy) | $13.70 | holding | — | — | — | Oct 21, 2012 | Oct 21, 2019 | Class A Common Stock | 9,000 | 9,000 | D |
| Stock Option (Right to buy)F1 | $14.00 | holding | — | — | — | — | Jun 11, 2020 | Class A Common Stock | 6,479 | 6,479 | D |
| Stock Option (Right to buy)F2 | $14.90 | holding | — | — | — | Aug 17, 2012 | Aug 16, 2021 | Class A Common Stock | 22,500 | 22,500 | D |
| Stock Option (Right to buy)F2 | $30.00 | holding | — | — | — | Aug 17, 2012 | Aug 16, 2021 | Class A Common Stock | 7,500 | 7,500 | D |
| Stock Option (Right to buy)F3 | $15.40 | holding | — | — | — | — | Oct 13, 2023 | Class A Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1The option vested in three equal annual installments commencing June 11, 2011.
- F2One-fourth of the options vested on August 17 of each of 2012, 2013, 2014 and 2015.
- F3The option vested in three equal annual installments commencing October 13, 2014.
- F4One-third of the stock appreciation rights will vest on December 10 of each of 2019, 2020 and 2021.