SEC Form 4 · accession 0000932440-18-000099
Cineverse Corp. · CNVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Edell
Officer — Chief Financial Officer
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 100,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $1.47 | Dec 10, 2018 | A | 407,610 | A | — | Dec 10, 2028 | Class A Common Stock | 407,610 | 407,610 | D |
| Stock Option (right to buy)F1 | $26.60 | holding | — | — | — | — | Dec 10, 2028 | Class A Common Stock | 25,000 | 25,000 | D |
| Stock Option (right to buy)F2 | $9.00 | holding | — | — | — | — | Jun 4, 2025 | Class A Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Options vest in four equal installments on June 9 of each of 2015, 2016, 2017 and 2018.
- F2Options vest in four equal installments on June 4 of each of 2016, 2017, 2018 and 2019.
- F3One-third of the stock appreciation rights will vest on December 10 of each of 2019, 2020 and 2021.