SEC Form 4 · accession 0000932440-18-000074
Cineverse Corp. · CNVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erick Opeka
Officer — President - Networks
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.001 per share | holding | — | — | — | 75,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $1.16 | Sep 28, 2018 | A | 355,000 | A | — | Sep 28, 2028 | Class A Common Stock | 355,000 | 355,000 | D |
| Stock option (right to buy)F1 | $15.10 | holding | — | — | — | — | Apr 20, 2022 | Class A Common Stock | 4,000 | 4,000 | D |
| Stock option (right to buy)F2 | $18.10 | holding | — | — | — | — | Sep 2, 2024 | Class A Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F11,000 options vested on April 20 of each of 2013, 2014, 2015 and 2016.
- F22,000 options vested on September 2 of each of 2015, 2016, 2017 and 2018.
- F3One-third of the stock appreciation rights will vest on March 31 of each of 2019, 2020 and 2021.