SEC Form 4 · accession 0000932440-17-000083
Cineverse Corp. · CNVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S. Sondheim
Officer — President, Cinedigm Ent. Corp.
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 1, 2017 | F | 7,000 | $1.22 | D | 93,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $17.50 | holding | — | — | — | — | Oct 21, 2023 | Class A Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Such shares were delivered to the Issuer in payment of withholding tax liability upon vesting.
- F2This option vested in four equal annual installments commencing October 21, 2014.