SEC Form 4 · accession 0000932440-17-000046
Cineverse Corp. · CNVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
PEAK6 Capital Management LLC
10% Owner
PEAK6 Investments, L.P.
10% Owner
PEAK6 LLC
10% Owner
Jennifer Just
10% Owner
Matthew Hulsizer
10% Owner
Period of report
Jul 12, 2017
Accepted (ET)
Jul 13, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173204
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 5.5% Convertible Senior Notes due 2035F1,F2 | $12.1275 | Jul 12, 2017 | J | — | D | Apr 29, 2015 | Apr 15, 2035 | Class A Common Stock | 150,649 | 1,498,495 | D |
Explanation of responses
- F1On July 12, 2017, PEAK6 Capital Management LLC exchanged $1,827,000 aggregate principal amount of the Company's 5.5% Convertible Senior Notes due 2035 for $1,462,000 principal amount of loans under the Company's Second Lien Loan Agreement dated as of July 14, 2016.
- F2PEAK6 Capital Management LLC has the potential voting and dispositive power over 1,498,495 shares of the Class A common stock upon the conversion of its interest in the Issuer's 5.5% Convertible Senior Notes due 2035. PEAK6 Capital Management is owned by PEAK6 Investments, L.P., which is primarily owned by PEAK6 LLC, which is also its general partner. Matthew Hulsizer and Jennifer Just own and control PEAK6 LLC. Each of the foregoing persons disclaims beneficial ownership of the reported securities except to the extent of such person's pecuniary interest therein.