SEC Form 4 · accession 0000932440-17-000016
Cineverse Corp. · CNVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zvi Michael Rhine
Director
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 2, 2017 | P | 5,000 | $1.55 | A | 73,119 | D | |
| Class A Common StockF1,F3 | Mar 2, 2017 | P | 5,000 | $1.55 | A | 135,000 | I | See Footnotes |
| Class A Common StockF1,F3 | Mar 3, 2017 | P | 2,000 | $1.46 | A | 137,000 | I | See Footnotes |
| Class A Common StockF1,F3 | Mar 3, 2017 | P | 5,300 | $1.47 | A | 142,300 | I | See Footnotes |
| Class A Common StockF1,F3 | Mar 6, 2017 | P | 2,700 | $1.46 | A | 145,000 | I | See Footnotes |
| Class A Common StockF2,F3 | holding | — | — | — | 7,400 | I | See Footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (right to buy) | $18.50 | holding | — | — | — | Oct 21, 2013 | Oct 21, 2018 | Class A Common Stock | 2,625 | 2,625 | D |
| Warrants (right to buy)F1,F3 | $18.50 | holding | — | — | — | Oct 21, 2013 | Oct 21, 2018 | Class A Common Stock | 5,250 | 5,250 | I |
Explanation of responses
- F1Owned by Sabra Investments, LP (the "Fund").
- F2Owned by Sabra Capital Partners, LLC (the "General Partner").
- F3The General Partner, as the general partner of the Fund, may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund in this statement. As the principal of the Fund and the Genera Partner, the Reporting Person may be deemed to beneficially owne the shares of Class A Common Stock disclosed as directly owned by the Fund and the General Partner in this statement. Each of the General Partner and the Reporting Person expressly discloaims siuch beneficial ownership except to the extent of any pecuniary interest therein.