SEC Form 4 · accession 0000932440-16-000519

Cineverse Corp. · CNVS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Pres Digital Cinema, GC & Secy · Director

Period of report

Nov 4, 2016

Accepted (ET)

Nov 8, 2016 · 6:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173204

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F5	Nov 4, 2016	A	100,000	$0.00	A	119,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to buy)^F1	$51.60	holding	—	—	—	—	Oct 18, 2017	Class A Common Stock	1,000	1,000	D
Stock Option (Right to buy)	$13.70	holding	—	—	—	Aug 11, 2009	Aug 11, 2019	Class A Common Stock	4,000	4,000	D
Stock Option (Right to buy)	$13.70	holding	—	—	—	Oct 21, 2012	Oct 21, 2019	Class A Common Stock	9,000	9,000	D
Stock Option (Right to buy)^F2	$14.00	holding	—	—	—	—	Jun 11, 2020	Class A Common Stock	6,479	6,479	D
Stock Option (Right to buy)^F3	$14.90	holding	—	—	—	Aug 17, 2012	Aug 16, 2021	Class A Common Stock	22,500	22,500	D
Stock Option (Right to buy)^F3	$30.00	holding	—	—	—	Aug 17, 2012	Aug 16, 2021	Class A Common Stock	7,500	7,500	D
Stock Option (Right to buy)^F4	$15.40	holding	—	—	—	—	Oct 13, 2023	Class A Common Stock	35,000	35,000	D

F1The option vested in three equal annual installments commencing October 18, 2008.
F2The option vested in three equal annual installments commencing June 11, 2011.
F3One-fourth of the options vested on August 17 of each of 2012, 2013, 2014 and 2015.
F4The option vests in three equal annual installments commencing October 13, 2014.
F5Consists of restricted stock granted to the reporting person vesting, as to one-third of the shares, on the first three anniversaries of the grant date.

All share and price amounts reflect the 1-for10 reverse stock effected on May 9, 2016.