SEC Form 4 · accession 0000932440-16-000517
Cineverse Corp. · CNVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S. Sondheim
Officer — Presdient, Cinedigm Ent. Corp.
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 4, 2016 | A | 100,000 | $0.00 | A | 100,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $17.50 | holding | — | — | — | — | Oct 21, 2013 | Class A Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Consists of restricted stock granted to the reporting person vesting, as to one-third of the shares, on the first three anniversaries of the grant date.
- F2This option vests in four equal annual installments commencing October 21, 2014.
Remarks
All share and price amounts reflect the 1-for10 reverse stock effected on May 9, 2016.