SEC Form 4 · accession 0000932440-15-000211
Cineverse Corp. · CNVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne L Clevenger
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173204
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3,F4,F1 | Jul 1, 2015 | A | 135,135 | $0.00 | A | 2,215,454 | I | See foonote. |
| Class A Common Stock | holding | — | — | — | 73,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Stock Option (Right to Buy) | $12.93 | holding | — | — | — | Sep 14, 2006 | Mar 31, 2016 | Class A Common Stock | 10,000 | 10,000 | D |
| Non-Employee Stock Option (Right to Buy)F2 | $7.55 | holding | — | — | — | — | Jun 25, 2017 | Class A Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Shares are held by MidMark Investors, L.P. ("MidMark"), of which the Reporting Person is a managing director. The Reporting Person disclaims beneficial ownership of all of these shares, except to the extent of his pecuniary interest therein.
- F2The option vested in three equal annual installments commencing June 25, 2008.
- F3Includes 135,135 shares of Class A Common Stock issued on July 1, 2015 as part of the annual retainer for board service by the reporting person and another director who is affiliated with MidMark for the fiscal year ended March 31, 2015. Such shares vested on the date of issuance.
- F4Reflects corrected number of shares owned by MidMark.