SEC Form 4 · accession 0001674203-18-000003
UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. · UNIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Louis Sanchez
Other
Period of report
Mar 9, 2018
Accepted (ET)
Mar 15, 2018 · 12:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | S | 1,000 | $1.10 | D | 48,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock optionF1 | $2.37 | holding | — | — | — | — | Jul 30, 2025 | common stock | 50,000 | 50,000 | D |
| stock optionF2 | $3.57 | holding | — | — | — | — | Apr 7, 2026 | common stock | 25,000 | 25,000 | D |
Explanation of responses
- F11. 1/3 exercisable on each 7/30/2016. 7/30/2017 and 7/30/2018
- F2exercisable on each of 04/17/2017,04/17/2018 and 04/17/2019