SEC Form 4 · accession 0001664015-17-000003
UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. · UNIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver James Janney
Officer — Secretary and General Counsel
Period of report
Aug 23, 2017
Accepted (ET)
Aug 25, 2017 · 12:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Aug 23, 2017 | S | 5,000 | $3.20 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock optionF1 | $2.37 | holding | — | — | — | — | Jul 30, 2025 | common stock | 12,500 | 12,500 | D |
| stock optionF2 | $3.57 | holding | — | — | — | — | Apr 7, 2026 | common stock | 6,250 | 6,250 | D |
Explanation of responses
- F11/3 on each of 7/30/2016, 7/30/2017 and 7/30/2018
- F21/3 on each of 04/07/2017, 04/07/2018 and 04/07/2019