SEC Form 4 · accession 0001664015-16-000002
UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. · UNIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver James Janney
Officer — Secretary and General Counsel
Period of report
Apr 7, 2016
Accepted (ET)
Apr 8, 2016 · 10:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Apr 7, 2016 | A | 0 | $0.00 | A | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock optionF1 | $3.57 | Apr 7, 2016 | A | 6,250 | A | — | Apr 7, 2026 | common stock | 6,250 | 18,750 | D |
Explanation of responses
- F11/3 exercisable on each of 04/07/2017, 04/07/2018 and 04/07/2019