SEC Form 5 · accession 0001664015-16-000001
UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. · UNIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver James Janney
Officer — Secretary and General Counsel
Period of report
Jan 3, 2016
Accepted (ET)
Jan 20, 2016 · 11:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | holding | — | — | — | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock optionF1 | $2.37 | Jul 30, 2015 | A | 12,500 | A | — | Jul 30, 2015 | common stock | 12,500 | 12,500 | D |
Explanation of responses
- F11/3 exercisable on each of 7/30/2016, 7/30/2017 and 7/30/2018